Unclaimed
Barry Paul Oxford is a financial professional with over 20 years of experience in the industry. Barry has a deep understanding of the financial markets and is committed to providing his clients with personalized investment advice. Barry is a Series 63, 65, and 24 licensed professional. Barry Oxford is currently registered with Colliers Securities LLC and is located in Minneapolis, MN. Barry has previously worked with D.A. Davidson & Co., Discern Securities, Inc., Commonwealth Australia Securities LLC, AMVESCAP SERVICES, INC., INVESCO DISTRIBUTORS, INC., and Alex. Brown & Sons Incorporated. Barry Oxford is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MN
06/16/2022 - Present
Colliers Securities LLC (MINNEAPOLIS MN)
NY
07/28/2014 - 04/23/2021
D.A. DAVIDSON & CO. (NEW YORK NY)
CA
11/29/2011 - 05/22/2014
DISCERN SECURITIES, INC. (SAN MATEO CA)
NY
03/24/2008 - 05/04/2009
COMMONWEALTH AUSTRALIA SECURITIES LLC (NEW YORK NY)
GA
07/28/1998 - 03/14/2005
AMVESCAP SERVICES, INC. (ATLANTA GA)
TX
10/23/1997 - 12/31/1997
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NA
10/15/1993 - 07/29/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 08/13/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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