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Barry Park Dow

Dempsey Lord Smith, LLC

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About Barry Park Dow

Barry Park Dow is a financial professional registered with Dempsey Lord Smith, LLC, located in Rome, GA. Barry has been working in the financial services industry since 2005, with previous experience at SEQUENCE FINANCIAL SPECIALISTS LLC and ANTHEM SECURITIES, INC. Barry holds a Series 66, Series 63, Series 7, and SIE licenses. Barry's specializations include retirement planning, investment advisory, and financial planning. Barry is registered with the following states: Arkansas, California, Colorado, Connecticut, Georgia, Maryland, Minnesota, New York, North Carolina, Ohio, Pennsylvania, South Carolina, South Dakota, and Texas.

Firm Information

Barry Dow is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Barry Dow’s Registration & Firm History

GA

01/16/2018 - Present

Dempsey Lord Smith, LLC (ROME GA)

SC

08/24/2016 - 08/09/2017

SEQUENCE FINANCIAL SPECIALISTS LLC (FLORENCE SC)

PA

02/25/2008 - 06/09/2016

ANTHEM SECURITIES, INC. (PITTSBURGH PA)

GA

11/24/2004 - 08/20/2007

WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)

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Licenses & Designations

BOTH

Issued 01/12/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/22/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Barry Park Dow. Review regulatory record here.
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