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Barry P Grant

Wells Fargo Securities, LLC

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About Barry P Grant

Barry Grant is a financial professional with over 20 years of experience in the industry. Barry has held positions at several prominent firms, including Barclays Capital Inc., Morgan Stanley Smith Barney, and Morgan Stanley & Co. LLC. Currently, Barry is a registered representative with Wells Fargo Securities, LLC. Barry holds several securities licenses, including Series 7, Series 6, Series 22, Series 52, Series 82, Series 99, and the SIE. Barry's experience and qualifications position him to provide a comprehensive range of financial services to clients.

Firm Information

Barry Grant is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barry Grant’s Registration & Firm History

NY

07/25/2022 - Present

Wells Fargo Securities, LLC (New York NY)

NY

10/04/2011 - 06/23/2022

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

06/01/2009 - 09/19/2011

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

CA

05/17/2001 - 09/19/2011

MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/11/2001

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Barry P Grant.
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