Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Michael Stocker is a financial advisor at Stifel, Nicolaus & Company, Inc. Barry has over 18 years of experience in the financial services industry. Barry is licensed to provide financial advice in several states including Pennsylvania, New Jersey, New York, Florida, California, and Texas, among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
10/22/2012 - Present
Stifel, Nicolaus & Company, Inc. (BETHLEHEM TOWNSHIP PA)
PA
06/01/2009 - 10/25/2012
MORGAN STANLEY (EASTON PA)
PA
01/01/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALLENTOWN PA)
IA
Issued 01/12/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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