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Barry Michael O'Shea

Charles Schwab & CO., Inc.

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About Barry Michael O'Shea

Barry Michael O'Shea is a financial advisor who has been working in the industry since March 1989. Currently, Barry is a Registered Representative at Charles Schwab & CO., Inc. in Lone Tree, Colorado. Barry has previously worked at USAA Financial Advisors, Inc., J.P. Morgan Securities Inc. and BANC ONE SECURITIES CORPORATION. Barry holds the following licenses: Series 6, Series 7, Series 63 and Series 65. Barry is a Certified Financial Planner™.

Firm Information

Barry O'Shea is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Barry O'Shea’s Registration & Firm History

CO

05/26/2020 - Present

Charles Schwab & CO., Inc. (Colorado Springs CO)

CO

10/29/2009 - 05/23/2020

USAA FINANCIAL ADVISORS, INC. (COLORADO SPRINGS CO)

CO

10/01/2008 - 10/01/2009

J.P. MORGAN SECURITIES INC. (COLORADO SPRINGS CO)

CO

07/01/2006 - 10/01/2008

J.P. MORGAN SECURITIES INC. (COLORADO SPRINGS CO)

CO

12/05/1992 - 07/01/2006

BANC ONE SECURITIES CORPORATION (COLORADO SPRINGS CO)

CO

01/31/1989 - 11/10/1992

INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)

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Licenses & Designations

IA

Issued 11/27/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/19/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1989

Series 7 - General Securities Representative Examination

BC

Issued 01/21/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Barry Michael O'Shea. Review regulatory record here.
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