Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Micael Falter is a financial advisor registered with Cetera Investment Advisers LLC. Barry has been in the industry since August 5, 1992. Barry holds Series 63, 65, 7 and SIE licenses. Barry is registered in Arizona, California, Nebraska and Texas and holds an active investment advisor registration in Nebraska and Texas. Barry has experience working with individuals, high-net-worth individuals, corporations, pension and profit sharing plans, and charitable organizations. Barry's current firm, Cetera Investment Advisers LLC is headquartered in Schaumburg, Illinois. The firm provides financial planning, portfolio management and educational seminars. Barry has a history of working with several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Gunnallen Financial, Inc, VSR Financial Services, Inc, and Summit Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
06/29/2023 - Present
Cetera Investment Advisers LLC (LINCOLN NE)
NE
09/01/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (LINCOLN NE)
NE
03/10/2004 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (LINCOLN NE)
FL
05/02/2002 - 03/10/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
08/06/1992 - 05/24/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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