Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Lynn Steim is a financial advisor with Principal Securities, Inc., and has been working in the industry since 2002. Barry holds Series 6, 7, and 63 licenses, as well as the Series 65 and the SIE exam certifications. Barry currently holds active licenses in Iowa and Texas, and is registered in ten states. Previously, Barry worked at Ameritas Investment Company, LLC, Securities America, Inc., 1717 Capital Management Company, AXA Advisors, LLC, and PFS Investments Inc. Barry offers financial planning, pension consulting, and educational seminars. Barry focuses on working with high-net-worth individuals, corporations and businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
08/24/2022 - Present
Principal Securities, Inc. (West Des Moines IA)
IA
03/11/2010 - 09/27/2022
AMERITAS INVESTMENT COMPANY, LLC (W DES MOINES IA)
IA
02/05/2008 - 03/05/2010
SECURITIES AMERICA, INC. (WEST DES MOINES IA)
IA
08/19/2003 - 02/08/2008
1717 CAPITAL MANAGEMENT COMPANY (WEST DES MOINES IA)
NY
12/06/2002 - 08/22/2003
AXA ADVISORS, LLC (NEW YORK NY)
GA
08/20/2002 - 11/21/2002
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 01/06/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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