Unclaimed
Barry Kent Spomer is a financial advisor with Cetera Investment Advisers LLC, a firm registered with the Securities and Exchange Commission. Barry has been active in the financial industry since August 18, 1996. Based in Edmonds, WA, Barry provides a range of services, including financial planning, portfolio management for individuals and businesses, and pension consulting. Cetera Investment Advisers LLC manages over $100 billion in assets and is known for its personalized service and commitment to helping clients achieve their financial goals.
EDMONDS, WA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
06/29/2023 - Present
Cetera Investment Advisers LLC (EDMONDS WA)
SC
03/12/2002 - 06/14/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
02/21/2001 - 03/13/2002
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
08/09/1996 - 02/21/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 10/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/8/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 8/7/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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