Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Gottfried is a financial professional with over 40 years of experience in the industry. Barry currently works at Stifel, Nicolaus & Company, Inc., a well-established firm with a strong track record in investment advisory services. Throughout Barry's career, they have held various roles at prominent financial institutions, including Wells Fargo Securities, LLC, Barclays Capital Inc., Lehman Brothers Inc., and Goldman, Sachs & Co. This diverse experience allows Barry to offer a comprehensive range of services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/27/2015 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
06/26/2012 - 07/07/2015
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
09/22/2008 - 04/10/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/14/1999 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/24/1981 - 04/15/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/01/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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