Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Kaiman is a financial advisor who has been working in the industry since 2006. Currently, Barry Kaiman is registered with Fidelity Personal AND Workplace Advisors. Barry Kaiman is also registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Prior to joining Fidelity Personal AND Workplace Advisors, Barry Kaiman was a financial advisor at Vanguard Marketing Corporation. Barry Kaiman has also worked at TIAA-CREF Individual & Institutional Services, LLC, LPL FINANCIAL CORPORATION, CCO INVESTMENT SERVICES CORP., CHARTER ONE SECURITIES, INC., NEBS FINANCIAL SERVICES, INC., and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
11/29/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
AZ
01/02/2013 - 12/20/2016
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
OH
08/21/2008 - 08/13/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CINCINNATI OH)
OH
11/06/2006 - 08/05/2008
LPL FINANCIAL CORPORATION (SHAKER HEIGHTS OH)
OH
12/01/2005 - 10/30/2006
CCO INVESTMENT SERVICES CORP. (CLEVELAND OH)
OH
09/12/2005 - 12/01/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
OH
10/07/2004 - 11/05/2004
NEBS FINANCIAL SERVICES, INC. (CLEVELAND OH)
NY
11/17/2003 - 10/01/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/31/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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