Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry John Nicholson is a financial professional with over 20 years of experience in the industry. Barry is currently registered with Charles Schwab & Co., Inc., a firm with over $50 billion in assets under management and 919,128 clients. Previously, Barry worked with a number of other financial institutions including Pershing Advisor Solutions LLC, J.P. MORGAN CLEARING CORP., J.P.MORGAN SECURITIES INC., TD AMERITRADE, INC., AMERITRADE, INC., AMERITRADE NORTHWEST, INC., EPLANNING SECURITIES, INC. and DST SECURITIES, INC. Barry specializes in financial planning and is a wrap fee program sponsor. Barry is also a financial planning advisor referral program sponsor and is registered in several states including Arizona, California, Colorado, Nevada, New Mexico and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/06/2012 - Present
Charles Schwab & CO., Inc. (Newport Beach CA)
CA
11/07/2008 - 11/07/2011
PERSHING ADVISOR SOLUTIONS LLC (SAN FRANCISCO CA)
CA
06/15/2006 - 10/20/2008
J.P. MORGAN CLEARING CORP. (SAN FRANCISCO CA)
CA
06/15/2006 - 10/20/2008
J.P.MORGAN SECURITIES INC. (SAN FRANCISCO CA)
NJ
01/27/2006 - 05/09/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
NE
06/08/2004 - 01/31/2006
AMERITRADE, INC. (OMAHA NE)
OR
04/02/2002 - 07/23/2004
AMERITRADE NORTHWEST, INC. (PORTLAND OR)
CA
10/18/1999 - 02/22/2002
EPLANNING SECURITIES, INC. (ROSEVILLE CA)
MO
11/24/1995 - 01/01/1996
DST SECURITIES, INC. (KANSAS CITY MO)
BOTH
Issued 06/05/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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