Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Laufman is a registered investment advisor representative with Cetera Investment Advisers LLC and has been in the financial services industry since October 28, 1991. Barry has a wide range of experience and is registered in 22 states to offer investment advice. Barry is also a registered insurance agent, with extensive experience in the area of long-term care insurance. Barry has a strong commitment to providing comprehensive financial planning services to individuals, families, and businesses. Barry's previous experience includes positions at TOWER SQUARE SECURITIES, INC., GLOBALCOMM SECURITIES, INC., and JMC INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (OXNARD CA)
CA
09/10/1997 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (GLENDALE CA)
NA
07/30/1993 - 11/08/1995
GLOBALCOMM SECURITIES, INC.
MA
11/21/1989 - 06/23/1993
JMC INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 02/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/13/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/16/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Barry Laufman is the right advisor for you? Invested Better is here to help.
