Unclaimed
Barry Jay Laufman is a financial advisor currently registered with Cetera Investment Advisers LLC. Barry has been in the financial industry since 1991 and has worked with a number of firms, including Tower Square Securities, Inc. and Globalcomm Securities, Inc. Barry holds licenses in Series 7, Series 24, Series 27, Series 53, and Series 63 and has passed the Series 65 and SIE exams. Barry specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Barry is also registered as an insurance agent and provides disability, fixed annuities, life/accident/health, and long-term care insurance.
OXNARD, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (OXNARD CA)
CA
09/10/1997 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (GLENDALE CA)
NA
07/30/1993 - 11/08/1995
GLOBALCOMM SECURITIES, INC.
MA
11/21/1989 - 06/23/1993
JMC INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 2/4/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/9/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/23/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 5/13/1991
Series 24 - General Securities Principal Examination
BC
Issued 1/16/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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