Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry James Rings is a financial advisor with over 8 years of experience in the financial services industry. Barry is currently registered with LPL Financial LLC in Latham, New York and has also held previous registrations with Cadaret, Grant & Co., Inc. and Northwestern Mutual Investment Services, LLC. Barry is a Certified Financial Planner™ professional and holds Series 6, 7, 63, 65 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
09/27/2023 - Present
LPL Financial LLC (LATHAM NY)
NY
03/22/2021 - 09/26/2023
CADARET, GRANT & CO., INC. (CLIFTON PARK NY)
NY
07/07/2016 - 08/29/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ALBANY NY)
NY
02/04/2016 - 03/14/2016
CFD INVESTMENTS, INC. (TROY NY)
NY
02/07/2013 - 11/27/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ALBANY NY)
BOTH
Issued 04/02/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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