Unclaimed
Barry James Hellyer is an investment advisor representative at Northwestern Mutual Investment Services, LLC, working in the Mendota Heights office. Barry has been in the industry since 1998 and has held registrations in both broker-dealer and investment advisor capacities. Barry is registered as an investment advisor in Iowa and Minnesota. Barry has a broad range of experience and holds licenses for both securities and insurance products. Barry is a licensed insurance agent and may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
11/22/2013 - Present
Northwestern Mutual Investment Services, LLC (MENDOTA HTS MN)
WI
11/02/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 06/13/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/23/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/07/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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