Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Caparotta is a financial professional with over 38 years of experience in the financial services industry. Barry currently is registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 1983. Barry has previously been affiliated with Robert W. Baird & Co. Incorporated. Barry is licensed in six states, including New Jersey, Pennsylvania, Florida, New York, North Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NJ
08/29/1983 - Present
Northwestern Mutual Investment Services, LLC (MOUNT LAUREL NJ)
WI
04/29/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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