Unclaimed
Barry Magaoay is an Investment Advisor Representative at Regal Investment Advisors LLC. Barry has been in the financial services industry since 1993, and is registered with the Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA). He has held licenses in several states and is currently licensed in Texas and Utah. Barry has a Series 6, 7, and 63, and Series 65. Barry is a member of the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in the state of Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
MI
02/23/2021 - Present
Regal Investment Advisors LLC (KENTWOOD MI)
HI
11/17/1993 - 01/08/2021
LEE FINANCIAL SECURITIES, INC. (HONOLULU HI)
IA
Issued 09/18/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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