Unclaimed
Barry J. Lindenbaum is a financial professional with over 10 years of experience in the securities industry. Barry is currently registered with Morgan Stanley & Co. LLC and Wealthpenn.comllc, and previously worked for E*TRADE SECURITIES LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Barry holds the Series 99 and SIE licenses and is experienced in operations and financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/14/2022 - Present
Morgan Stanley & Co. LLC (New York NY)
NY
01/04/2022 - 02/13/2024
E*TRADE SECURITIES LLC (New York NY)
NY
09/07/2012 - 06/15/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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