Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Connolly is a financial professional with over 14 years of experience in the industry. Barry is currently registered with Mizuho Securities USA LLC in New York, NY. Previously, Barry was employed at Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc., and RBC Dain Rauscher Inc.. Barry holds FINRA Series 7, 24, 63, and 66 licenses, and the SIE exam. Barry is currently registered to conduct business in all states, and is able to provide a broad range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/10/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/05/2015 - 04/24/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/21/2010 - 06/05/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
02/18/2004 - 09/10/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 04/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/04/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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