Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Simmons is a financial advisor with over 25 years of experience. Barry is a registered representative of Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Barry has a strong background in financial services and is committed to providing clients with personalized investment advice and guidance. Previously, Barry was a financial advisor at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Barry holds FINRA Series 3, 7, 9, 10 and 66 securities licenses. Barry is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2023 - Present
Wells Fargo Advisors Financial Network, LLC (NEW YORK NY)
NY
10/31/2017 - 06/01/2023
J.P. MORGAN SECURITIES LLC (New York NY)
NY
10/10/2014 - 05/03/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2015
Series 3 - National Commodity Futures Examination
BC
Issued 10/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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