Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Francis xavier Smith has been active in the financial services industry since 1987. Barry is currently registered with State Street Global Advisors Funds Distributors, LLC and is a registered principal. Barry has a wide range of experience and holds the Series 3, 6, 7, 24, and 63 licenses. Previously Barry was registered with BLACKROCK INVESTMENTS, LLC and FAM DISTRIBUTORS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/11/2010 - Present
State Street Global Advisors Funds Distributors, LLC (Boston MA)
MA
09/29/2006 - 02/11/2010
BLACKROCK INVESTMENTS, LLC (BOSTON MA)
MA
10/16/1987 - 09/29/2006
FAM DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 03/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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