Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Falk has been in the financial services industry since 1979 and is currently registered with Janney Montgomery Scott LLC. Barry has a broad range of experience and holds licenses to provide financial services in numerous states, including Florida, Michigan, New Jersey, and Texas. Barry has a proven track record in the financial services industry, with previous experience at Prudential Securities Incorporated, PaineWebber Incorporated, Smith Barney Inc., Lehman Brothers Inc., and Smith Barney, Harris Upham & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
07/05/2011 - Present
Janney Montgomery Scott LLC (PALM BEACH GARDENS FL)
NY
09/10/1999 - 01/10/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/28/1996 - 09/22/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 03/21/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/09/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/08/1987 - 04/11/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/09/1979 - 11/11/1987
DAVID LERNER ASSOCIATES, INC.
IA
Issued 12/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/02/1979
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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