Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Evan Wickman is a registered representative with RBC Capital Markets, LLC. Barry has been in the financial industry since 1974. Barry has a wide range of experience in the financial services industry, having worked at various firms including DAIN RAUSCHER INCORPORATED, PRUDENTIAL SECURITIES INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.. Barry is currently licensed in 22 states. Barry specializes in providing financial planning, portfolio management and pension consulting services to individuals, businesses, high net worth individuals, corporations and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
07/05/2000 - Present
RBC Capital Markets, LLC (BAINBRIDGE ISLAND WA)
NA
10/14/1991 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
11/01/1988 - 10/17/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/15/1983 - 01/29/1987
DAIN, BOSWORTH INCORPORATED
NA
11/26/1979 - 09/14/1983
SHEARSON/AMERICAN EXPRESS INC.
NA
01/18/1978 - 11/26/1979
LOEB PARTNERS
NA
05/05/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
07/19/1976 - 05/05/1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
NA
11/12/1975 - 07/28/1976
CONTISECURITIES, INC.
NA
01/08/1974 - 04/10/1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
01/05/1972 - 02/22/1974
DEAN WITTER & CO. INCORPORATED
BOTH
Issued 06/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1988
PC - AMEX Put and Call Exam
BC
Issued 12/23/1971
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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