Unclaimed
Barry Devan Gangwer is a registered investment advisor representative with Stifel, Nicolaus & Company, Inc. Barry has been in the securities industry since May 1976. Barry is licensed to sell securities in 23 states and is a Registered Investment Advisor in Oklahoma, Texas and Idaho. Barry is also a registered principal for Stifel, Nicolaus & Company, Inc. Barry holds the following FINRA Series Licenses: 3, 5, 7, 8, 9, 10, 15, 63 and 65. Barry is also a SIE qualified. Barry specializes in financial planning, portfolio management and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/22/2009 - Present
Stifel, Nicolaus & Company, Inc. (OKLAHOMA CITY OK)
OK
01/01/2008 - 10/27/2008
WACHOVIA SECURITIES, LLC (OKLAHOMA CITY OK)
OK
05/20/1976 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OKLAHOMA CITY OK)
IA
Issued 02/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/14/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 03/01/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/23/1977
PC - AMEX Put and Call Exam
BC
Issued 05/15/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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