Unclaimed
Barry Blake has been working in the financial industry since August 1999. Barry is currently registered with Leerink Partners LLC in New York and Tennessee. Previously, Barry was registered with Guggenheim Securities, LLC in New York, Citigroup Global Markets Inc. in New York, J.P. Morgan Securities Inc. in New York, Lehman Brothers Inc. in New York, Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, Stephens Inc. in Little Rock, and Morgan Stanley & Co., Incorporated in New York. Barry holds the Series 7, Series 24, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/12/2021 - Present
Leerink Partners LLC (NEW YORK NY)
NY
08/29/2014 - 02/16/2021
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
02/08/2010 - 09/11/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/2008 - 02/02/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/29/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/26/2004 - 03/21/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/15/2001 - 02/17/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AR
02/05/1999 - 08/28/1999
STEPHENS INC. (LITTLE ROCK AR)
NY
08/21/1997 - 01/20/1999
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 03/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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