Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Conrad Fies is a financial advisor registered with Northwestern Mutual Investment Services, LLC. He has been in the industry since 2009 and holds the Series 6, 7, 63, and 65 securities licenses. Barry is currently registered in 33 states and the District of Columbia as well as being registered in Wisconsin as an Investment Advisor Representative. Barry is associated with the Mequon, Wisconsin branch of the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
11/07/2023 - Present
Northwestern Mutual Investment Services, LLC (MEQUON WI)
IA
Issued 06/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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