Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Charles Knapp is a financial professional with over 30 years of experience in the industry. Barry currently works at MacRo Risk Advisors LLC, where he has been employed since November 2020. Barry has a strong background in investment banking and securities trading, having previously held positions at Lehman Brothers Inc., Barclays Capital Inc., and Guggenheim Securities, LLC. He is a registered representative with FINRA and holds a Series 3, 4, 7, 8, 63, 86, and 87 license. Barry is a dedicated and experienced financial advisor committed to providing his clients with personalized and comprehensive financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/02/2020 - Present
MacRo Risk Advisors LLC (RYE NY)
NY
03/20/2017 - 11/06/2018
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
09/22/2008 - 04/28/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/31/1989 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
RI
05/06/1987 - 10/05/1989
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
03/25/1985 - 10/16/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/12/1984 - 03/29/1985
THE STUART-JAMES COMPANY, INC.
NA
09/12/1984 - 09/18/1984
KANAN SECURITIES, INC.
BC
Issued 03/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/13/1987
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/02/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1991
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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