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Barry Charles Finley

Sunset Financial Services, Inc.

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About Barry Charles Finley

Barry Finley has been in the financial services industry for over two decades. He has a Series 7 and Series 66 license. Currently, Barry is a registered representative with Sunset Financial Services, Inc. in Kansas City, MO. Barry has previously been registered with ONEAMERICA SECURITIES, INC. and NEW ENGLAND SECURITIES.

Firm Information

Barry Finley is currently registered with Sunset Financial Services, Inc.. Sunset Financial Services, Inc. is a corporation formed on April 23, 1964, and is registered to provide investment advisory services in all 50 states and the District of Columbia. The firm has been involved in 9 regulatory events and 2 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barry Finley’s Registration & Firm History

MO

06/26/2014 - Present

Sunset Financial Services, Inc. (KANSAS CITY MO)

MO

03/12/2010 - 05/01/2014

ONEAMERICA SECURITIES, INC. (LEES SUMMIT MO)

KS

01/20/2005 - 05/21/2009

NEW ENGLAND SECURITIES (OVERLAND PARK KS)

NJ

03/16/2000 - 01/19/2005

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 03/24/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Barry Charles Finley. Review regulatory record here.
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