Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Chan is a registered representative with Oppenheimer & Co. Inc. Barry has been in the securities industry since June 2006 and is currently licensed with FINRA and registered in the state of NY. Barry has passed the General Securities Representative Examination (Series 7), the Limited Representative-Equity Trader Exam (Series 55), the Securities Industry Essentials Examination (SIE), and the Securities Trader Exam (Series 57TO). Barry has worked at Oppenheimer & Co. Inc. since June 2006. Oppenheimer & Co. Inc. is an independent broker-dealer that provides a wide range of investment products and services, including brokerage, investment advisory, and wealth management services. The firm serves a wide range of clients, including individuals, families, institutions, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/13/2006 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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