Unclaimed
Barry Carson Eller is a financial advisor in Phoenix, Arizona, with over 30 years of experience in the financial industry. He is currently registered with Cambridge Investment Research Advisors, Inc. and has previously been registered with TD Ameritrade, Inc., BBVA Securities Inc., VOYA FINANCIAL ADVISORS, INC., METLIFE SECURITIES INC., TOUCHSTONE SECURITIES, INC., VALIC FINANCIAL ADVISORS, INC., THE VARIABLE ANNUITY MARKETING COMPANY, and AMERICAN GENERAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
08/19/2020 - Present
Cambridge Investment Research Advisors, Inc. (PHOENIX AZ)
IA
06/06/2018 - 12/26/2018
TD AMERITRADE, INC. (DAVENPORT IA)
CO
08/07/2015 - 11/08/2016
BBVA SECURITIES INC. (LAFAYETTE CO)
AZ
02/28/2014 - 06/29/2015
VOYA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
CO
09/13/2010 - 01/21/2014
METLIFE SECURITIES INC. (GREENWOOD VILLAGE CO)
OH
04/18/2008 - 01/29/2010
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
WA
10/03/1997 - 03/13/2007
VALIC FINANCIAL ADVISORS, INC. (SEATTLE WA)
TX
09/08/1994 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
AZ
08/28/1989 - 12/31/1993
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
IL
06/12/1987 - 07/01/1989
HORACE MANN INVESTORS INC (SPRINGFIELD IL)
BOTH
Issued 06/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/25/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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