Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Botfeld is a financial professional with over 30 years of experience in the financial services industry. Barry currently works with Cetera Investment Advisers LLC in Boynton Beach, FL. Barry is a registered investment advisor representative in Florida and Texas. Barry has previously worked with several financial institutions, including First Allied Securities, Finalis Securities LLC, and Cetera Advisor Networks LLC.
BOYNTON BEACH, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/29/2023 - Present
Cetera Investment Advisers LLC (BOYNTON BEACH FL)
CA
04/19/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NY
02/07/2022 - 04/13/2022
FINALIS SECURITIES LLC (NEW YORK NY)
FL
04/17/2019 - 01/28/2022
CETERA ADVISOR NETWORKS LLC (BOCA RATON FL)
FL
06/19/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
04/18/2017 - 06/28/2018
HERBERT J. SIMS & CO. INC. (BOCA RATON FL)
FL
01/07/2013 - 07/01/2016
ASCENDIANT CAPITAL MARKETS, LLC (Palm Beach Gardens FL)
FL
02/23/2009 - 03/07/2012
DAVID LERNER ASSOCIATES, INC. (BOCA RATON FL)
FL
04/30/2008 - 02/18/2009
MIDTOWN PARTNERS & CO., LLC (BOCA RATON FL)
FL
11/07/2007 - 02/05/2008
NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)
FL
03/23/2007 - 08/15/2007
METLIFE SECURITIES INC. (PLANTATION FL)
FL
03/23/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PLANTATION FL)
FL
01/03/2005 - 06/21/2005
VIEWTRADE SECURITIES, INC. (BOCA RATON FL)
NY
09/12/2002 - 09/23/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
04/27/2001 - 12/13/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NJ
11/06/2000 - 04/05/2001
HILL THOMPSON MAGID, L.P. (JERSEY CITY NJ)
NY
01/07/1992 - 07/31/2000
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NY
12/09/1991 - 01/10/1992
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
FL
08/11/1987 - 05/31/1991
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
NA
10/07/1986 - 07/23/1987
CS FIRST BOSTON CORPORATION
NA
09/10/1984 - 07/15/1985
CYRUS J. LAWRENCE INCORPORATED
NA
11/15/1982 - 09/28/1984
A.G. BECKER PARIBAS INCORPORATED
NA
05/20/1982 - 11/24/1982
ROONEY, PACE INC.
NA
05/01/1982 - 05/14/1982
DISCOUNT BROKERAGE CORPORATION
NA
03/02/1982 - 03/23/1982
ROONEY, PACE INC.
BOTH
Issued 10/7/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/4/2013
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/19/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 2/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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