linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Barry Botfeld

Cetera Investment Advisers LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Barry? Claim Your Profile

About Barry Botfeld

Barry Botfeld is a financial advisor who has been in the industry since 1991. He is currently registered with Cetera Investment Advisers LLC in Florida and Texas. Barry has held previous registrations with a number of other firms including First Allied Securities, Inc., Finalis Securities LLC, and Cetera Advisor Networks LLC. His experience includes working with high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state and municipal government entities. Barry specializes in financial planning, portfolio management, and pension consulting.

Firm Information

Barry Botfeld is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Barry Botfeld’s Registration & Firm History

FL

06/29/2023 - Present

Cetera Investment Advisers LLC (BOYNTON BEACH FL)

CA

04/19/2022 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

NY

02/07/2022 - 04/13/2022

FINALIS SECURITIES LLC (NEW YORK NY)

FL

04/17/2019 - 01/28/2022

CETERA ADVISOR NETWORKS LLC (BOCA RATON FL)

FL

06/19/2018 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

FL

04/18/2017 - 06/28/2018

HERBERT J. SIMS & CO. INC. (BOCA RATON FL)

FL

01/07/2013 - 07/01/2016

ASCENDIANT CAPITAL MARKETS, LLC (Palm Beach Gardens FL)

FL

02/23/2009 - 03/07/2012

DAVID LERNER ASSOCIATES, INC. (BOCA RATON FL)

FL

04/30/2008 - 02/18/2009

MIDTOWN PARTNERS & CO., LLC (BOCA RATON FL)

FL

11/07/2007 - 02/05/2008

NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)

FL

03/23/2007 - 08/15/2007

METLIFE SECURITIES INC. (PLANTATION FL)

FL

03/23/2007 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (PLANTATION FL)

FL

01/03/2005 - 06/21/2005

VIEWTRADE SECURITIES, INC. (BOCA RATON FL)

NY

09/12/2002 - 09/23/2002

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

04/27/2001 - 12/13/2001

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NJ

11/06/2000 - 04/05/2001

HILL THOMPSON MAGID, L.P. (JERSEY CITY NJ)

NY

01/07/1992 - 07/31/2000

HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)

NY

12/09/1991 - 01/10/1992

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

FL

08/11/1987 - 05/31/1991

JW CHARLES SECURITIES, INC. (BOCA RATON FL)

NA

10/07/1986 - 07/23/1987

CS FIRST BOSTON CORPORATION

NA

09/10/1984 - 07/15/1985

CYRUS J. LAWRENCE INCORPORATED

NA

11/15/1982 - 09/28/1984

A.G. BECKER PARIBAS INCORPORATED

NA

05/20/1982 - 11/24/1982

ROONEY, PACE INC.

NA

05/01/1982 - 05/14/1982

DISCOUNT BROKERAGE CORPORATION

NA

03/02/1982 - 03/23/1982

ROONEY, PACE INC.

Not sure if Barry Botfeld is right for you?

Licenses & Designations

BOTH

Issued 10/07/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/04/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barry Botfeld.
Not sure if Barry Botfeld is right for you?