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Barry Bobrow

Regions Securities LLC

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About Barry Bobrow

Barry Bobrow is a financial professional with over 27 years of experience in the industry. Currently, Barry is registered with Regions Securities LLC and is located in Charlotte, North Carolina. Barry is a licensed securities principal and holds multiple industry licenses, including Series 7, 24, 63, 72, 79TO and 99TO. Barry was previously registered with WELLS FARGO SECURITIES, LLC in Charlotte, North Carolina and BANC OF AMERICA SECURITIES LLC in New York, New York.

Firm Information

Barry Bobrow is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barry Bobrow’s Registration & Firm History

NC

11/15/2022 - Present

Regions Securities LLC (Charlotte NC)

NC

04/14/2004 - 05/06/2022

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NY

08/23/1996 - 04/14/2004

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

04/01/1996 - 11/08/1996

CHASE SECURITIES INC. (NEW YORK NY)

MD

10/14/1994 - 04/01/1996

CHASE SECURITIES, INC. (NEW YORK MD)

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Licenses & Designations

BC

Issued 06/29/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barry Bobrow.
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