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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Bernard Spadoni is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Barry has over 35 years of experience in the financial industry. Barry has a wide range of product knowledge and licenses including the Series 7, Series 6, Series 22, Series 63, and Series 65 licenses. Barry holds registrations in 8 states. Barry has previously been registered with Bateman Eichler, Hill Richards, Incorporated and Direct Capital Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/13/2003 - Present
Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)
NA
10/27/1986 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
10/01/1984 - 11/10/1986
DIRECT CAPITAL CORPORATION
IA
Issued 09/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/28/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/13/1977
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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