Unclaimed
Barry Arnold Venick is an Investment Advisor Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Barry has been in the securities industry since October 13, 2018 and is registered in 51 states for both broker-dealer and investment advisor activities. Barry also has a Series 6, 7, 63, and 66 licenses as well as a Securities Industry Essentials (SIE) exam. Barry was previously employed at W&S Brokerage Services, Inc. from October 5, 2018 to March 26, 2019. Barry has a family business in North Carolina, Overtime Sports, which is open on the weekends.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/15/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAKE FOREST NC)
NC
10/05/2018 - 03/26/2019
W&S BROKERAGE SERVICES, INC. (RALEIGH NC)
BOTH
Issued 07/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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