Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Allen Schwartz is an investment advisor representative with UBS Financial Services Inc. based in MIAMI, FL. Barry has been in the industry since 1985 and is licensed to provide investment advice in multiple states including Florida, Georgia, New Jersey, and Texas. In addition to his role at UBS Financial Services Inc., Barry is involved in several community and business organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/10/2022 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
06/09/2008 - 06/20/2013
SANFORD C. BERNSTEIN & CO., LLC (MIAMI FL)
OH
04/05/1999 - 08/01/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
09/07/1994 - 12/10/1998
MFI INVESTMENTS CORP. (BRYAN OH)
FL
01/24/1990 - 09/07/1994
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
AZ
11/19/1989 - 01/30/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/02/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/24/1983 - 11/05/1988
SOUTHMARK FINANCIAL SERVICES, INC.
NA
06/24/1983 - 12/16/1983
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
NA
06/24/1983 - 11/25/1983
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 08/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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