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Barry Alan Richey

Madison Avenue Securities, LLC

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About Barry Alan Richey

Barry Alan Richey is a financial advisor with over 30 years of experience in the financial services industry. Barry currently works with Madison Avenue Securities, LLC, providing financial advice to clients across the nation. Barry has a broad range of experience in financial planning, portfolio management, and insurance. Barry is committed to helping clients reach their financial goals.

Firm Information

Barry Richey is currently registered with Madison Avenue Securities, LLC. Madison Avenue Securities, LLC is a Limited Liability Company formed in May 2005 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, and portfolio management services for individuals, businesses, and charitable organizations. They also provide selection of other advisors services. As of the last reporting period, the firm manages over $1.8 billion in assets across approximately 13,989 accounts. Madison Avenue Securities, LLC is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Madison Avenue Securities, LLC

13500 EVENING CREEK DR. N

SAN DIEGO, CA 92128

$1.82B

Assets Under Management

187

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Barry Richey’s Registration & Firm History

CA

08/12/2019 - Present

Madison Avenue Securities, LLC (SAN DIEGO CA)

TX

09/09/2003 - 08/08/2019

USA FINANCIAL SECURITIES CORPORATION (Grapevine TX)

OH

09/01/2000 - 08/27/2003

FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)

OH

07/31/1999 - 09/01/2000

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

FL

05/01/1996 - 12/31/1997

INTERSECURITIES, INC. (ST. PETERSBURG FL)

SC

10/10/1995 - 04/29/1996

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

OH

01/06/1989 - 09/28/1995

VESTAX SECURITIES CORPORATION (HUDSON OH)

NA

12/16/1988 - 12/21/1988

PSI SECURITIES CORPORATION

NA

08/17/1987 - 11/30/1988

PAMCO SECURITIES AND INSURANCE SERVICES

NA

04/28/1986 - 08/05/1987

PRESCOTT, BALL & TURBEN, INC.

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Licenses & Designations

IA

Issued 03/13/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/04/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Barry Alan Richey. Review regulatory record here.
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