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Barry Alan Goldstein

Aegis Capital Corp.

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About Barry Alan Goldstein

Barry Goldstein is a registered representative with Aegis Capital Corp. with over 23 years of experience in the financial services industry. Barry Goldstein is also a registered investment advisor representative. Barry Goldstein holds the Series 63, Series 7, Series 65, and SIE licenses. Barry Goldstein has been with Aegis Capital Corp. since 2010 and is located in Melville, New York. Barry Goldstein has experience providing financial services to individuals, corporations, high-net-worth individuals, and pooled investment vehicles.

Firm Information

Barry Goldstein is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Barry Goldstein’s Registration & Firm History

NY

06/13/2023 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

10/22/2002 - 03/02/2010

GUNNALLEN FINANCIAL, INC (FARMINGDALE NY)

NY

01/16/2002 - 11/20/2002

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NY

04/18/2001 - 11/28/2001

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NJ

10/11/2000 - 05/10/2001

SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)

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Licenses & Designations

IA

Issued 06/12/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Barry Alan Goldstein. Review regulatory record here.
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