Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barry? Claim Your ProfileBarry Mills is an active advisor with A.g.p. / Alliance Global Partners. Barry has been in the industry since 2005. Barry holds Series 63, Series 66, Series 7 and SIE licenses. Barry is registered in Connecticut, Florida, New York and Ohio. Previously Barry was employed by AEGIS CAPITAL CORP., WESTPORT RESOURCES INVESTMENT SERVICES, INC., MORGAN STANLEY SMITH BARNEY, ROBERT THOMAS SECURITIES, INC., SMITH BARNEY INC. and LEHMAN BROTHERS INC. Barry is a specialist in 1, 4, 5, 6 and 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
FL
09/05/2024 - Present
A.g.p. / Alliance Global Partners (LIGHTHOUSE FL)
NY
05/16/2014 - 01/22/2020
AEGIS CAPITAL CORP. (NEW YORK NY)
CT
08/20/2012 - 06/10/2014
WESTPORT RESOURCES INVESTMENT SERVICES, INC. (WESTPORT CT)
CT
10/29/2010 - 09/07/2012
MORGAN STANLEY SMITH BARNEY (STAMFORD CT)
FL
05/28/1996 - 04/30/1998
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
07/31/1993 - 06/17/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
11/16/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 12/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/18/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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