Unclaimed
Barry Levin is a registered representative with A.g.p. / Alliance Global Partners. Barry has been in the securities industry since 2005. Barry holds Series 7, Series 63 and SIE licenses. Barry is also a registered representative in Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Massachusetts, Nevada, New Jersey, New York, Ohio, Texas and Wisconsin. Barry has previously worked with Essex Radez LLC, Mid Atlantic Capital Corporation, North Star Investment Services, Inc., CCM Securities, LLC, MF Global Inc., Cobalt Trading LLC, Eroom Securities L.L.C. and Rosenthal Collins Securities, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
IL
06/07/2019 - Present
A.g.p. / Alliance Global Partners (Chicago IL)
IL
12/20/2018 - 02/01/2019
ESSEX RADEZ LLC (CHICAGO IL)
IL
10/22/2016 - 05/08/2017
MID ATLANTIC CAPITAL CORPORATION (CHICAGO IL)
IL
06/03/2015 - 10/22/2016
NORTH STAR INVESTMENT SERVICES, INC. (HIGHLAND PARK IL)
IL
01/03/2011 - 03/21/2014
CCM SECURITIES, LLC (CHICAGO IL)
IL
02/25/2003 - 12/31/2010
MF GLOBAL INC. (CHICAGO IL)
IL
02/12/2003 - 02/18/2003
COBALT TRADING LLC (CHICAGO IL)
IL
05/21/2001 - 11/26/2001
EROOM SECURITIES L.L.C. (CHICAGO IL)
IL
04/27/2000 - 12/31/2000
ROSENTHAL COLLINS SECURITIES, L.L.C (CHICAGO IL)
BC
Issued 04/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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