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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barrie? Claim Your ProfileBarrie Hewlett has been in the financial services industry since 1997. Barrie is a Registered Representative and Investment Advisor Representative. Barrie is currently registered with Wells Fargo Clearing Services, LLC. Barrie has previously been registered with Morgan Stanley DW Inc., NationsBanc Investments, Inc., and Barnett Investments, Inc.. Barrie has passed several exams including the Uniform Combined State Law Examination, the General Securities Principal Examination, the General Securities Sales Supervisor - General Module Examination, the General Securities Sales Supervisor - Options Module Examination, the Operations Professional Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/24/2006 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
FL
04/11/2003 - 10/05/2006
MORGAN STANLEY DW INC. (NORTH PALM BEACH FL)
NY
06/26/1998 - 10/07/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
04/01/1998 - 06/09/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
04/08/1997 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
BOTH
Issued 07/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/02/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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