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Barret Christopher Loux

Northwestern Mutual Investment Services, LLC

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About Barret Christopher Loux

Barret Christopher Loux is an investment advisor representative at Northwestern Mutual Investment Services, LLC, based in Houston, Texas. Barret has been in the financial services industry since 2017, and has a Series 66, Series 7 and SIE license. Barret has previously worked for Lincoln Investment in Houston, Texas. Barret is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Texas. Barret may also earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products.

Firm Information

Barret Loux is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1250 Wood Branch Park Dr

Houston, TX 77079

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Barret Loux’s Registration & Firm History

TX

08/08/2017 - Present

Northwestern Mutual Investment Services, LLC (Houston TX)

TX

01/13/2017 - 05/10/2017

LINCOLN INVESTMENT (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 1/27/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/13/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barret Christopher Loux.
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