Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Baron? Claim Your ProfileBaron Becker is a financial advisor with Robert W. Baird & Co. Inc. Baron has been in the financial industry since October 4, 1993. Baron is registered in 46 states and is currently licensed to provide investment advisory services in Florida, Maine, Texas, Virginia, and Wisconsin. Before joining Robert W. Baird & Co. Inc., Baron worked at Morgan Stanley and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
ME
12/09/2019 - Present
Robert W. Baird & Co. Inc. (Portland Maine (ID) ME)
ME
06/01/2009 - 11/20/2012
MORGAN STANLEY (PORTLAND ME)
ME
09/15/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND ME)
NJ
10/05/1993 - 09/22/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 05/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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