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Barney Thomas Chan

Farmers Financial Solutions, LLC

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About Barney Thomas Chan

Barney Thomas Chan is a financial professional with over 20 years of experience in the financial services industry. Barney is currently registered with Farmers Financial Solutions, LLC, located in Newark, CA. Prior to this, Barney worked at AXA Advisors, LLC, and Edward D. Jones & Co., L.P.. Barney is licensed to sell securities in the state of California.

Firm Information

Barney Chan is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barney Chan’s Registration & Firm History

CA

03/17/2020 - Present

Farmers Financial Solutions, LLC (NEWARK CA)

CA

12/03/2018 - 08/26/2019

FARMERS FINANCIAL SOLUTIONS, LLC (NEWARK CA)

NY

01/25/2001 - 02/21/2001

AXA ADVISORS, LLC (NEW YORK NY)

MO

02/12/1997 - 09/03/1998

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 02/15/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/29/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/09/2020

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 12/04/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/24/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Barney Thomas Chan. Review regulatory record here.
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