Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barkha? Claim Your ProfileBarkha Kumar has been in the financial services industry since 2011. Barkha is currently registered with Foreside Funds Distributors LLC. Previously, Barkha worked at RBC CAPITAL MARKETS, LLC. Barkha holds the Series 63, SIE, Series 79, and Series 7 licenses. Barkha is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/26/2015 - Present
Foreside Funds Distributors LLC (NEW YORK NY)
NY
09/22/2011 - 06/18/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 12/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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