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Baris Senoglu

Wells Fargo Securities, LLC

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About Baris Senoglu

Baris Senoglu is a registered representative with Wells Fargo Securities, LLC. Baris holds several licenses including Series 7, 24, 52, 53, 99 and SIE. Baris has been in the industry since 2012. Previous employers include Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing, L.P.

Firm Information

Baris Senoglu is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Baris Senoglu’s Registration & Firm History

NC

11/14/2016 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NY

08/10/2012 - 11/10/2016

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NJ

08/06/2012 - 11/10/2016

GOLDMAN, SACHS & CO. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/25/2018

Series 24 - General Securities Principal Examination

BC

Issued 09/01/2017

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/07/2017

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2018

Series 7 - General Securities Representative Examination

BC

Issued 07/26/2017

Series 52 - Municipal Securities Representative Examination

BC

Issued 08/03/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Baris Senoglu.
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