Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Baris? Claim Your ProfileBaris Cabalar is a financial professional with over 15 years of experience in the industry. Baris is currently registered with PHX Financial, Inc. and has been with the firm since December 2015. Prior to joining PHX Financial, Inc., Baris worked with LEGEND SECURITIES, INC., AEGIS CAPITAL CORP., JOHN THOMAS FINANCIAL and NEWBRIDGE SECURITIES CORPORATION. Baris holds the Series 63, Series 7 and SIE licenses and is registered in 23 states. Baris is a dedicated financial professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/18/2015 - Present
PHX Financial, Inc. (Fort Lauderdale FL)
NY
03/13/2013 - 12/01/2015
LEGEND SECURITIES, INC. (Jerricho NY)
NY
04/18/2012 - 03/04/2013
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
01/11/2008 - 05/11/2012
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
11/08/2007 - 01/14/2008
NEWBRIDGE SECURITIES CORPORATION (WOODBURY NY)
BC
Issued 11/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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