Unclaimed
Bari Shiva Mayer is a financial professional with over 8 years of experience in the industry. Bari is currently registered with Cumberland Securities LLC. Bari has passed several industry exams, including Series 7, Series 24, Series 57TO, and Series 63. Previously, Bari was affiliated with DRW Securities, L.L.C. and RGM Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/07/2024 - Present
Cumberland Securities LLC (CHICAGO IL)
TX
09/28/2017 - 05/07/2024
DRW SECURITIES, L.L.C. (AUSTIN TX)
TX
08/19/2015 - 09/29/2017
RGM SECURITIES, LLC (AUSTIN TX)
BC
Issued 12/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2015
Series 7 - General Securities Representative Examination
Active
Inactive
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