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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bari? Claim Your ProfileBari Kramer is a financial advisor with over 25 years of experience in the industry. Bari Kramer is currently registered with UBS Financial Services Inc. in Connecticut and New York. Bari Kramer's experience includes working with various firms like WELLS FARGO ADVISORS, LLC, FIRST REPUBLIC SECURITIES COMPANY, LLC, NEUBERGER BERMAN, LLC, CITIGROUP GLOBAL MARKETS INC., OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP., SALOMON SMITH BARNEY INC., MONTROSE CAPITAL MANAGEMENT LTD., EVEREN SECURITIES, INC. and D. H. BLAIR & CO., INC. Bari Kramer holds Series 7, Series 63 and Series 66 licenses. Bari Kramer specializes in providing financial advice to individuals, businesses, corporations, high-net-worth individuals, pension and profit-sharing plans, insurance companies, charitable organizations, and state or municipal government entities. Bari Kramer works with UBS Financial Services Inc., a large firm with over $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
04/08/2024 - Present
UBS Financial Services Inc. (GREENWICH CT)
NY
07/15/2009 - 08/16/2011
WELLS FARGO ADVISORS, LLC (WHITE PLAINS NY)
NY
05/01/2007 - 02/23/2009
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
07/31/2006 - 05/01/2007
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
11/18/2003 - 08/10/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/03/2003 - 11/10/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
12/11/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/18/2000 - 12/06/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/10/1999 - 07/10/2000
MONTROSE CAPITAL MANAGEMENT LTD. (NEW YORK NY)
MO
01/27/1998 - 05/04/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
05/28/1996 - 01/09/1998
D. H. BLAIR & CO., INC. (NEW YORK NY)
BOTH
Issued 06/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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