Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barclay? Claim Your ProfileBarclay Kung is a registered investment advisor representative at Fidelity Personal and Workplace Advisors. Barclay has been in the industry since 2012 and has held previous positions at E*TRADE SECURITIES LLC, J.P. MORGAN SECURITIES LLC, BANCWEST INVESTMENT SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and HSBC SECURITIES (USA) INC.. Barclay has a Series 7, Series 66, and SIE license. Fidelity Personal and Workplace Advisors offers a range of financial planning and advisory services, including portfolio management for individuals and businesses, selection of other advisors, and educational seminars. The firm manages over $818 billion in assets for a wide variety of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/21/2023 - Present
Fidelity Personal AND Workplace Advisors (WALNUT CREEK CA)
CA
12/21/2017 - 04/27/2022
E*TRADE SECURITIES LLC (San Francisco CA)
CA
04/28/2016 - 12/19/2017
J.P. MORGAN SECURITIES LLC (BENICIA CA)
CA
12/02/2014 - 05/09/2016
BANCWEST INVESTMENT SERVICES, INC. (CONCORD CA)
CA
11/19/2012 - 11/28/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
08/01/2012 - 11/12/2012
HSBC SECURITIES (USA) INC. (SAN FRANCISCO CA)
CA
12/22/2011 - 07/31/2012
WADDELL & REED, INC. (SAN MATEO CA)
BOTH
Issued 03/31/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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