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Barbre Paige Winfrey

UBS Securities LLC

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About Barbre Paige Winfrey

Barbre Paige Winfrey is a registered representative with UBS Securities LLC. Winfrey has been in the securities industry since 2012. Winfrey holds the Series 7TO, SIE, and Series 99 securities licenses. Winfrey was previously registered with FTN Financial Securities Corp.

Firm Information

Barbre Winfrey is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barbre Winfrey’s Registration & Firm History

NY

06/26/2023 - Present

UBS Securities LLC (NEW YORK NY)

TN

08/14/2012 - 06/14/2013

FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)

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Licenses & Designations

BC

Issued 06/24/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/22/2022

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Barbre Paige Winfrey.
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