Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbra? Claim Your ProfileBarbra Shaffer is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Barbra has been in the industry since 1989. Prior to joining Cambridge Investment Research Advisors, Inc. Barbra worked for National Securities Corporation and Prime Capital Services, Inc.. Barbra holds the Series 3, 6, 7, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
12/13/2019 - Present
Cambridge Investment Research Advisors, Inc. (Ft. Lauderdale FL)
FL
11/22/2013 - 12/24/2019
NATIONAL SECURITIES CORPORATION (FORT LAUDERDALE FL)
FL
09/22/2009 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (FORT LAUDERDALE FL)
FL
03/04/2008 - 10/16/2009
LPL FINANCIAL CORPORATION (CORAL SPRINGS FL)
FL
11/13/2006 - 03/04/2008
IFMG SECURITIES, INC. (COCONUT CREEK FL)
FL
08/01/2002 - 11/14/2006
JWH SECURITIES, INC. (BOCA RATON FL)
MA
01/01/2002 - 01/28/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/13/1997 - 01/01/2002
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
09/30/1997 - 10/14/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
TX
01/12/1995 - 09/29/1997
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
NA
07/03/1990 - 01/12/1995
AMERICAN CAPITAL MARKETING, INC.
NY
08/25/1988 - 11/24/1989
VAN ECK SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 05/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2002
Series 3 - National Commodity Futures Examination
BC
Issued 09/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Barbra Shaffer is the right advisor for you? Invested Better is here to help.
